Nadia Rasheed
Compliance
Nadia Rasheed
Nadia Rasheed works across compliance and the review of investment communications at Sandrock, connecting regulatory considerations with the practical requirements of fund development and marketing. Her work focuses on how investment strategies, fund structures and corporate activities are described, helping colleagues identify the information and approvals required before materials are used.
She reviews presentations and teasers, coordinates amendments with investment colleagues and liaises with external compliance advisers over formal approval. Her work includes checking descriptions of fund structures and governance arrangements, requesting supporting sources and consolidating guidance on financial promotions. She also contributes to discussions about audiences, distribution channels and the purpose of proposed communications.
At Sandrock, Nadia supports the application of compliance requirements across the firm’s fund materials and wider communications. By bringing investment, marketing and external advisory teams into a coordinated review process, she helps maintain consistency between the firm’s activities, its supporting documentation and the information presented to prospective investors.
